-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tt3mEHwBVX++QHuSEUPJbIt9svTw1u9/Wuv6ZR24RQQv2loQUMQl1vze6hNtIpCJ g4MhUjqxKvs7EyOVOzRwyw== 0000892569-02-000204.txt : 20020414 0000892569-02-000204.hdr.sgml : 20020414 ACCESSION NUMBER: 0000892569-02-000204 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEITH COMPANIES INC CENTRAL INDEX KEY: 0001080922 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330203193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57875 FILM NUMBER: 02528962 BUSINESS ADDRESS: STREET 1: 2955 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145400800 MAIL ADDRESS: STREET 1: 2955 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CRUTTENDEN WALTER W III CENTRAL INDEX KEY: 0001032005 IRS NUMBER: 548745260 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 18301 VONKKARMAN AVENUE CITY: IRVINE STATE: CA ZIP: 92612-1009 BUSINESS PHONE: 7147575700 MAIL ADDRESS: STREET 1: 18301 VON KARMAN AVENUE CITY: IRVINE STATE: CA ZIP: 92612-1009 SC 13G/A 1 a78891a1sc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* THE KEITH COMPANIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 487539 10 8 --------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 487539 10 8 ------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. WALTER W. CRUTTENDEN, III I.R.S. Identification Nos. of above persons (entities only). - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 251,441 Shares Beneficially --------------------------------------------------------------- Owned by Each 6. Shared Voting Power 57,396* Reporting Person With: --------------------------------------------------------------- 7. Sole Dispositive Power 251,441 --------------------------------------------------------------- 8. Shared Dispositive Power 57,396* - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 308,837 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) NOT APPLICABLE. - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 4.2% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- * Represents shares held jointly by Mr. Cruttenden and his wife. CUSIP No. 487539 10 8 ----------------- ITEM 1. (a) NAME OF ISSUER The Keith Companies, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 2955 Red Hill Avenue Costa Mesa, CA 92626 ITEM 2. (a) NAME OF PERSON FILING Walter W. Cruttenden, III (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 4600 Campus Drive Newport Beach, CA 92660 (c) CITIZENSHIP Mr. Cruttenden is a citizen of the United States. (d) TITLE OF CLASS OF SECURITIES Common Stock, $.001 par value (e) CUSIP NUMBER 487539 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 308,837 (b) Percent of class: 4.2% -3- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 251,441 (ii) Shared power to vote or to direct the vote 57,396 (iii) Sole power to dispose or to direct the disposition of 251,441 (iv) Shared power to dispose or to direct the disposition of 57,396 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. [X] Mr. Cruttenden has ceased to be the beneficial owner of more than five percent of the class of securities. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. -4- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 2002 /s/ WALTER W. CRUTTENDEN III _______________________________________ Walter W. Cruttenden III, an individual The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. -5- -----END PRIVACY-ENHANCED MESSAGE-----